Risk and Compliance

The legal industry is under increasing scrutiny from regulatory and legislative bodies, impacting firms on a local and international level.  Firms need to ensure their compliance through robust systems, policies and procedures. My knowledge and experience in risk management and compliance spans 25 years, making me extremely well-placed to help firms navigate the complex issues that can affect their business.

My Risk and Compliance expertise include:

  • Solicitor Accounts Rules
  • Solicitors Regulation Authority code of conduct
  • VAT legislation
  • Anti-Money Laundering regulations
  • General Data Protection Regulations
  • Internal department reviews and audits
  • Lexcel accreditation
  • Compliance Officer Finance and Administration (COFA)
  • Money Laundering Reporting Officer (MLRO)
  • Data Protection Officer (DPO)